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AFSL Compliance Platform

 

AFSL Compliance Platform

Our Governance, Risk & Compliance module allows you to manage every responsibility of your AFSL from adviser registers to committees and all of your monitoring and supervision audit requirements.

 

Audits

Manage all of your AFSL Audit Groups, Audits and Question Sets.

Manage all of your AFSL Audit Groups, Audits and Question Sets.

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Committees

Manage your meetings, agendas and minutes all in one location.

Manage your meetings, agendas and minutes all in one location.

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Compliance Calendar

Maintain 1 list of all of your AFSL compliance responsibilities.

Maintain 1 list of all of your AFSL compliance responsibilities.

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Policies

Maintain a single repository of all your AFSL Policies & Guidelines.

Maintain a single repository of all your AFSL Policies & Guidelines.

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Registers

Manage all of your AFSL and Adviser registers in one location.

Manage all of your AFSL and Adviser registers in one location.

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Reporting

Automate all of your AFSL reporting and even link to your committees.

Automate all of your AFSL reporting and even link to your committees.

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