Captegra Group > Apps > AFSL Compliance Platform > Adviser Onboarding
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Adviser Onboarding

Adviser Onboarding (and Offboarding) can often be a complicated and time consuming process due to the myriad of background checks that are required and the information that needs to be obtained.

With a well defined and structured workflow the onboarding process can be dramatically improved through a series of integrations, forms, document generation, tasks and automated communications.

 

You can automate your adviser onboarding process via implementing a well designed workflow that might include;

 

01
WEB
FORMS

Create an online form to allow your new adviser to upload all of your required information, ie,. training registers, SoA's etc.

02
BACKGROUND
CHECKS

Automate your background checks via our integration with CV Check.

 
03
TASK
ASSIGNMENT

Assign the tasks to your team members to review the information provided. Easily request more information from the adviser if required.

04
DOCUMENT
GENERATION

Upon approval, automate the generation of all of your adviser agreements and even letters to fund managers to commence the transfer process.

 

If you're looking to improve the efficiencies of onboarding new advisers contact us now.