Automated AFSL Compliance

Manage your AFSL requirements in 1 platform

Uniquely delivered on the world’s leading CRM platform, Salesforce, and aligned to leading compliance providers, Captegra's AFSL Compliance solution will revolutionise your AFSL management.

Incomparable AFSL Solution

AFSL Registers

Maintain all your AFSL and Adviser registers

Monitoring & Supervision

Automate your advice audit requirements

Policies & Procedures

Systemise & automate your entire AFSL

Complete AFSL Management

Captegra delivers a uniquely modern technical solution leveraging the best in new development, integration, process control and customer engagement capabilities – all enhanced by the significant investment Salesforce has made in their world-class cloud infrastructure and specialist AI, Analytics and Security frameworks.

  • AFSL Registers
  • Adviser Registers
  • Audits Committees
  • Committees
  • Meeting Agendas & Minutes
  • Compliance Calendar
  • Risks
  • Key Risk Indicators
  • Policies
  • Procedures
  • Dashboards
  • Full Reports

How We Do It

Managing an AFSL is hard and it takes more than just 1 application to ensure your success. Which is why we have partnered with industry leading providers to provide you with a complete solution. 

Compliance Service Providers

Captegra has integrated the solutions of leading compliance experts such as Mills Oakley and Complius to provide a turnkey solution. 

Integration & Automation

Our automation solution has been provided by Hivrs who offer endless integrations and pre-designed workflow templates.

Financial Advice

AFSL compliance relies heavily on monitoring the provision of advise which is why we have partnered with Zovanti's Financial Planning solution.